NFA To Develop Swaps Proficiency Requirements Program
NFA approves the formation of a Swaps Proficiency Requirements Advisory Committee, chaired by NFA Board Member Don Thompson
National Futures Association
NFA Fines X-Change Financial Access
Decision based on a Complaint issued by the by NFA's Business Conduct Committee
OFAC Publishes CryptoCurrency FAQs
NFA urges FCMs, IBs to review questions to ensure compliance with regulatory obligations
NFA Bars CTA The Stock Mentor
Regulator alleges firm failed to distribute a disclosure document to at least one customer
NFA Bars Fortune Trading Group From Membership Roster
FTG Principal Jonathan Schuler barred from acting as a principal of an NFA member for 5 years
NFA's Board Of Directors Re-Elects Michael Dawley To Serve As Chairman
Dawley to serve a one-year term as Chairman
NFA Bars Commodity Pool Operator Managed Capital Advisory Group
BCC complaint alleged that Managed Capital failed to comply with NFA's Enhanced Supervisory Requirements
NFA Bars BCD Forex Investments From Membership
Glendale, AZ based CTA 'used misleading and deceptive promotional material'
