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New Form D Private Equity Filings - Week 1 2021

LaSalle Investment Management had the largest new Form D Private Equity filing last week, raising $310.88mn for LaSalle Asia Venture Trust II. iCapital Alternative Investments was second with $216.39mn for Oaktree Opportunities Access Fund XI, L.P. and Pathlight Capital was third with $198.38mn for Pathlight Capital Fund II LP.

There were 71 new Form D Private Equity filings last week.

  1. $310.88m from 2 investors
    Minimum investment: $0
    First sale: 31 Dec 20
  2. $216.39m from 640 investors
    Commission: $856.42k to Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Minimum investment: $100k
    First sale: 24 Dec 20
  3. $198.38m from 16 investors
    Minimum investment: $0
    First sale: 22 Dec 20
  4. $122.89m from 20 investors
    Minimum investment: $0
    First sale: 23 Dec 20
  5. $66m from 6 investors
    Minimum investment: $5m
    First sale: 6 Jan 21
  6. $53.03m from 4 investors
    Minimum investment: $3m
    First sale: 22 Dec 20
  7. $51.15m from 4 investors
    Minimum investment: $250k
    First sale: 22 Dec 20
  8. $50m from 1 investor
    Minimum investment: $0
    First sale: 31 Dec 20
  9. $42m from 7 investors
    Minimum investment: $0
    First sale: 24 Dec 20
  10. $40m from 4 investors
    Commission: $27.5k to Equus Financial Consulting LLC
    Minimum investment: $0
    First sale: 18 Dec 20
  11. $39.79m from 32 investors
    Minimum investment: $1m
    First sale: 14 Dec 20
  12. $34.5m from 69 investors
    Minimum investment: $100k
    First sale: 23 Dec 20
  13. $32.37m from 4 investors
    Minimum investment: $0
    First sale: 28 Dec 20
  14. $30.49m from 6 investors
    Minimum investment: $0
    First sale: 22 Dec 20
  15. $29.2m from 4 investors
    Commission: $383.29k to Athos Partners
    Minimum investment: $0
    First sale: 22 Dec 20
  16. $29.15m from 8 investors
    Minimum investment: $5m
    First sale: 6 Jan 21
  17. $24.5m from 2 investors
    Minimum investment: $0
    First sale: 31 Dec 20
  18. $18.27m from 85 investors
    Minimum investment: $100k
    First sale: 7 Dec 20
  19. $13.45m from 3 investors
    Minimum investment: $200k
    First sale: 21 Dec 20
  20. $12.11m from 3 investors
    Minimum investment: $0
    First sale: 2 Dec 20
  21. $10.75m from 3 investors
    Minimum investment: $50k
    First sale: 28 Dec 20
  22. $10m from 21 investors
    Minimum investment: $1
    First sale: 17 Dec 20
  23. $10m from 1 investor
    Minimum investment: $0
    First sale: 31 Dec 20
  24. $9.97m from 3 investors
    Minimum investment: $0
    First sale: 23 Nov 20
  25. $9.85m from 16 investors
    Minimum investment: $50k
    First sale: 11 Dec 20
  26. $9.77m from 33 investors
    Minimum investment: $0
    First sale: 18 Dec 20
  27. $8.32m from 72 investors
    Minimum investment: $10k
    First sale: 2 Dec 20
  28. $7.78m from 29 investors
    Minimum investment: $1
    First sale: 30 Dec 20
  29. $7m from 20 investors
    Minimum investment: $50k
    First sale: 8 Dec 20
  30. $6.97m from 55 investors
    Commission: $69.7k to RealCadre LLC
    Minimum investment: $20.5k
    First sale: 23 Dec 20
  31. $6.95m from 95 investors
    Minimum investment: $0
    First sale: 28 Dec 20
  32. $4.5m from 11 investors
    Minimum investment: $100k
    First sale: 23 Dec 20
  33. $4.25m from 21 investors
    Minimum investment: $10k
    First sale: 28 Dec 20
  34. $4.24m from 10 investors
    Minimum investment: $0
    First sale: 29 Dec 20
  35. $3.87m from 17 investors
    Minimum investment: $5k
    First sale: 22 Dec 20
  36. $3.7m from 1 investor
    Minimum investment: $0
    First sale: 24 Dec 19
  37. $3m from 6 investors
    Minimum investment: $0
    First sale: 23 Dec 20
  38. $1.64m from 13 investors
    Minimum investment: $0
    First sale: 28 Dec 20
  39. $601.56k from 1 investor
    Minimum investment: $0
    First sale: 28 Dec 20
  40. $586.3k from 31 investors
    Commission: $29.32k to EquityZen Securities LLC
    Minimum investment: $10k
    First sale: 28 Dec 20
  41. $410k from 1 investor
    Minimum investment: $0
    First sale: 28 Dec 20
  42. $306.5k from 12 investors
    Minimum investment: $5k
    First sale: 1 Jan 21
  43. $297.5k from 11 investors
    Minimum investment: $5k
    First sale: 1 Jan 21
  44. $205.8k from 12 investors
    Commission: $10.29k to EquityZen Securities LLC
    Minimum investment: $10k
    First sale: 5 Jan 21
  45. $177.23k from 9 investors
    Commission: $8.86k to EquityZen Securities LLC
    Minimum investment: $10.01k
    First sale: 5 Jan 21
  46. $155k from 4 investors
    Commission: $10.85k to MICROVENTURE MARKETPLACE INC
    Minimum investment: $25k
    First sale: 6 Jan 21
  47. $78k from 10 investors
    Commission: $3.9k to MICROVENTURE MARKETPLACE INC
    Minimum investment: $5k
    First sale: 6 Jan 21
  48. $0 from 0 investors
    Minimum investment: $0
  49. $0 from 0 investors
    Minimum investment: $100k
  50. $0 from 0 investors
    Minimum investment: $0
  51. $0 from 0 investors
    Minimum investment: $0
  52. $0 from 0 investors
    Minimum investment: $0
  53. $0 from 0 investors
    Commission: $3.25m to Campbell Lutyens & Co. Inc.; Campbell Lutyens & Co. Ltd; Campbell Lutyens Asia Pacific Ltd; Campbell Lutyens (Singapore) Pte Ltd
    Minimum investment: $0
  54. $0 from 0 investors
    Minimum investment: $0
  55. $0 from 0 investors
    Minimum investment: $0
  56. $0 from 0 investors
    Minimum investment: $0
  57. $0 from 0 investors
    Minimum investment: $0
  58. $0 from 0 investors
    Minimum investment: $0
  59. $0 from 0 investors
    Minimum investment: $0
  60. $0 from 0 investors
    Minimum investment: $0
  61. $0 from 0 investors
    Minimum investment: $0
  62. $0 from 0 investors
    Minimum investment: $0
  63. $0 from 0 investors
    Minimum investment: $100k
  64. $0 from 0 investors
    Minimum investment: $0
  65. $0 from 0 investors
    Minimum investment: $0
  66. $0 from 0 investors
    Minimum investment: $0
  67. $0 from 0 investors
    Minimum investment: $40k
  68. $0 from 0 investors
    Minimum investment: $0
  69. $0 from 0 investors
    Minimum investment: $0
  70. $0 from 0 investors
    Minimum investment: $0
  71. $0 from 0 investors
    Minimum investment: $0
Source: Docoh

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