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New Private Equity Filings - Week 22 2020

High net worth investor platform iCapital had the largest new Form D private equity filing last week, raising $317mn, the full offering amount, for Carlyle AIP Secondaries Access VII L.P. Credit investor 400 Capital Management was second, raising $308.5mn for 400 Capital JSIF III LP and Emerald Lake Capital Management was joint third and fourth with $121.73mn for Emerald Lake Edison Acquisition, L.P. and Emerald Lake Edison Acquisition-a, L.P. (the $121mn is combined across the 2 products).

There were 49 new Form D private equity filings last week.

  1. $317.19m from 703 investors
    Commission: $2.09m to Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Minimum investment: $100k
    First sale: 11 May 20
  2. $308.5m from 8 investors
    Minimum investment: $0
    First sale: 18 May 20
  3. $121.73m from 9 investors
    Minimum investment: $0
    First sale: 17 May 20
  4. $121.73m from 10 investors
    Minimum investment: $0
    First sale: 17 May 20
  5. $58.5m from 7 investors
    Minimum investment: $0
    First sale: 29 Apr 20
  6. $27.68m from 49 investors
    Commission: $151.75k to Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Minimum investment: $100k
    First sale: 11 May 20
  7. $24.75m from 73 investors
    Minimum investment: $0
    First sale: 12 May 20
  8. $16.58m from 7 investors
    Minimum investment: $0
    First sale: 15 May 20
  9. $15m from 26 investors
    Minimum investment: $15k
    First sale: 29 May 20
  10. $10.38m from 1 investor
    Minimum investment: $6.92m
    First sale: 30 May 19
  11. $9.6m from 22 investors
    Minimum investment: $0
    First sale: 13 Feb 20
  12. $8.26m from 16 investors
    Minimum investment: $516.46k
    First sale: 15 May 20
  13. $1.66m from 1 investor
    Minimum investment: $0
    First sale: 20 May 20
  14. $293.36k from 14 investors
    Commission: $14.67k to EquityZen Securities LLC
    Minimum investment: $10.01k
    First sale: 20 May 20
  15. $11k from 2 investors
    Commission: $550 to MICROVENTURE MARKETPLACE INC
    Minimum investment: $3k
    First sale: 20 May 20
  16. $0 from 0 investors
    Minimum investment: $0
  17. $0 from 0 investors
    Minimum investment: $0
  18. $0 from 0 investors
    Minimum investment: $0
  19. $0 from 0 investors
    Minimum investment: $0
  20. $0 from 0 investors
    Minimum investment: $0
  21. $0 from 0 investors
    Minimum investment: $0
  22. $0 from 0 investors
    Commission: $10m to EVERCORE GROUP L.L.C.
    Minimum investment: $0
  23. $0 from 0 investors
    Minimum investment: $0
  24. $0 from 0 investors
    Commission: $5m to National Securities Corporation
    Minimum investment: $0
  25. $0 from 0 investors
    Commission: $1.5m to National Securities Corporation
    Minimum investment: $0
  26. $0 from 0 investors
    Minimum investment: $100k
  27. $0 from 0 investors
    Minimum investment: $1
  28. $0 from 0 investors
    Minimum investment: $0
  29. $0 from 0 investors
    Minimum investment: $0
  30. $0 from 0 investors
    Minimum investment: $0
  31. $0 from 0 investors
    Minimum investment: $0
  32. $0 from 0 investors
    Minimum investment: $0
  33. $0 from 0 investors
    Minimum investment: $50k
  34. $0 from 0 investors
    Minimum investment: $250k
  35. $0 from 0 investors
    Minimum investment: $0
  36. $0 from 0 investors
    Minimum investment: $0
  37. $0 from 0 investors
    Minimum investment: $0
  38. $0 from 0 investors
    Minimum investment: $0
  39. $0 from 0 investors
    Minimum investment: $0
  40. $0 from 0 investors
    Minimum investment: $0
  41. $0 from 0 investors
    Minimum investment: $0
  42. $0 from 0 investors
    Minimum investment: $0
  43. $0 from 0 investors
    Minimum investment: $250k
  44. $0 from 0 investors
    Minimum investment: $0
  45. $0 from 0 investors
    Minimum investment: $1m
  46. $0 from 0 investors
    Minimum investment: $1
  47. $0 from 0 investors
    Minimum investment: $0
  48. $0 from 0 investors
    Minimum investment: $0
  49. $0 from 0 investors
    Minimum investment: $0
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